Title: “Decoding the Approval Journey of Spot ETH ETFs by the SEC”

May 20, 2024

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Spot ETH ETF Approval Process Explained


Spot Ethereum ETFs cannot trade on exchanges until the SEC approves their 19b-4s and S-1 forms, which are crucial regulatory steps for listing on exchanges.


This week, the decision on the spot Ethereum ETF approval is imminent, highlighting the importance of regulatory clearance for these exchange-traded funds. Both 19b-4s and S-1s must be approved by the SEC before Ethereum ETFs can trade on Wall Street.

Main Points

The SEC requires approval of 19b-4 filings and S-1 registration forms for Ethereum ETFs to be listed on exchanges. National securities exchanges like NYSE and Nasdaq submit Rule 19b-4 filings to propose new products or rule changes, which must be cleared by the SEC before ETFs can be issued.

When launching new securities like ETFs, the S-1 form provides essential information to investors and the SEC regarding the fund’s structure, management, and performance strategy in line with Ethereum. Approval of 19b-4 filings allows listing on exchanges, but ETFs cannot be offered to investors until S-1s are also approved.


The regulatory process for approving spot Ethereum ETFs involves SEC clearance of 19b-4s and S-1s, with potential delays in approving the latter. Understanding these steps is crucial for investors awaiting the decision on Ethereum ETFs trading on Wall Street.